Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Paul YonackMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Benjamin Joseph SweeneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Charlie Mcclain Cravy Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Christopher Ryan MoodyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Christopher Ty WilcoxMorgan Stanley & Co. LLCUBS Financial Services Inc.$20002-01-2009
Frederik Allen ConstantinescoMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Gary Wayne OwensMorgan Stanley & Co. LLCUBS Financial Services Inc.$15002-01-2009
Harold Peyton CookMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
John Alfred LedfordMorgan Stanley & Co. LLCUBS Financial Services Inc.$50002-01-2009
Jordan Miles SilvermanMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Joseph Patrick Gutkowski Sr.Morgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
Kevin Turner DickeyMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Landon B MarinoMorgan Stanley & Co. LLCUBS Financial Services Inc.$50001-01-2009
Larry Kyle WrightMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Lindsay Sarah LambertMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
Marc H Palmer MoldawerMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
Michael Deropp WeinmanMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Michael Ernest TaylorMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
Randolph Fairfax AllenMorgan Stanley & Co. LLCUBS Financial Services Inc.$50003-01-2009
Robert G BlackMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Shawn Lewis WalkerMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Stephen Brantley PletcherMorgan Stanley & Co. LLCUBS Financial Services Inc.$25002-01-2009
Thomas Malcolm DavisMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Tonja Dawn StellyMorgan Stanley & Co. LLCUBS Financial Services Inc.03-01-2009
Travis Lyn KnappMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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