Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Patrick AcevedoNYLIFE Securities LLCCharles Schwab & Co., Inc.11-13-2019
Alexis Dawson BrittonNYLIFE Securities LLCFarmers Financial Solutions, LLC07-28-2016
Blake Ryan FowlerNYLIFE Securities LLCMWA Financial Services Inc.09-28-2016
Brandon Joseph PotterNYLIFE Securities LLCHorace Mann Investors, Inc.08-22-2019
Brent Alan WalkerNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Charles Francis Dorman IIINYLIFE Securities LLCNationwide Securities, LLC08-16-2019
Dennis Raymond DobsonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Donald Gregory Sketchley SrNYLIFE Securities LLCOneAmerica Securities, Inc.05-13-2020
Federico FallickNYLIFE Securities LLCPruco Securities, LLC.05-07-2018
Glenn Francis Clermont SrNYLIFE Securities LLCHalliday Financial, LLC06-10-2015
Gregory Ilyich RivineNYLIFE Securities LLCPruco Securities, LLC.12-02-2015
Guy Kenneth Green JrNYLIFE Securities LLCWoodmen Financial Services, Inc.12-05-2015
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
Jackie Leroy Battles JrNYLIFE Securities LLCTD Ameritrade, Inc.03-21-2020
Javier Adrian ZubiateNYLIFE Securities LLCCharles Schwab & Co., Inc.01-02-2020
Jeffrey Clay AllbrightNYLIFE Securities LLCPark Avenue Securities LLC03-17-2011
Jeffrey Duane BradleyNYLIFE Securities LLCPruco Securities, LLC.05-06-2016
Jeffrey Lyle DearingNYLIFE Securities LLCMML Investors Services, LLC10-18-2016
Jordan Tye CampbellNYLIFE Securities LLCLPL Financial LLC11-29-2017
Jose Alberto S ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010
Jose Luis GarciaNYLIFE Securities LLCPFS Investments Inc.09-23-2016
Kathryn Allen WatsonNYLIFE Securities LLCPark Avenue Securities LLC$1912-12-2013
Makeda Edmee TurnerNYLIFE Securities LLCState Farm VP Management Corp.07-24-2015
Marina AgeyevaNYLIFE Securities LLCPruco Securities, LLC.03-14-2014
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC11-27-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.