Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexis Dawson BrittonNYLIFE Securities LLCFarmers Financial Solutions, LLC07-28-2016
Bradley Michael PennyNYLIFE Securities LLCNYLIFE Distributors LLC04-24-2017
Brent Alan WalkerNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Gary Lynn HaydenNYLIFE Securities LLCTrinity Portfolio Advisors, LLC09-10-2014
Glenn Francis Clermont Sr.NYLIFE Securities LLCHalliday Financial, LLC$1006-10-2015
Gregory Ilyich RivineNYLIFE Securities LLCPruco Securities, LLC.12-02-2015
Guy Kenneth Green Jr.NYLIFE Securities LLCWoodmen Financial Services, Inc.12-05-2015
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
James Wesley AllenNYLIFE Securities LLCPruco Securities, LLC.08-06-2014
Jeffrey Clay AllbrightNYLIFE Securities LLCPark Avenue Securities LLC03-17-2011
Jeffrey Duane BradleyNYLIFE Securities LLCPruco Securities, LLC.05-06-2016
Jeffrey Lyle DearingNYLIFE Securities LLCMML Investors Services, LLC10-18-2016
Jose Alberto S. ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010
Jose Luis GarciaNYLIFE Securities LLCPFS Investments Inc.09-23-2016
Kathryn Allen WatsonNYLIFE Securities LLCPark Avenue Securities LLC12-12-2013
Lyndsey Monahan RhodeNYLIFE Securities LLCState Farm VP Management Corp.03-23-2018
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Marina AgeyevaNYLIFE Securities LLCPruco Securities, LLC.03-14-2014
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC11-27-2018
Michael Anthony FowlsNYLIFE Securities LLCPFS Investments Inc.12-18-2015
Monique Lynn JaramilloNYLIFE Securities LLCPark Avenue Securities LLC02-01-2011
Nathan A. SebestaNYLIFE Securities LLCMWA Financial Services Inc.04-19-2018
Raymond Edward LancasterNYLIFE Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-11-2018
Sanjeev Kumar GuptaNYLIFE Securities LLCPruco Securities, LLC.09-10-2014
Tai Tan NguyenNYLIFE Securities LLCMetLife Securities Inc.03-11-2014
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.