Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Ronald Jason PayneNext Financial Group, Inc.Voya Financial Advisors, Inc.11-21-2018
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
Robert Kenon Jr.Next Financial Group, Inc.ELE Wealth Advisors, Inc.$5006-19-2018
Brandon Keith MooreNext Financial Group, Inc.INVEST Financial Corporation11-01-2017
Elgin Joseph LastrapeNext Financial Group, Inc.Edward Jones$2510-25-2017
Eugene Michael Tupacz Jr.Next Financial Group, Inc.Investment Professionals, Inc.07-21-2017
Scott Raymond DunkinNext Financial Group, Inc.LPL Financial LLC04-13-2017
Michael Thomas JonesNext Financial Group, Inc.CUSO Financial Services, L.P.$101-12-2017
Frank Kai WangNext Financial Group, Inc.Sunbelt Securities, Inc.06-02-2016
Harold M. MandellNext Financial Group, Inc.Sigma Financial Corporation$5003-04-2016
Jim Alan YockeyNext Financial Group, Inc.Investment Centers of America, Inc.$1,00003-03-2016
John Edward SaenzNext Financial Group, Inc.Waddell & Reed02-18-2016
Gaurav BatraNext Financial Group, Inc.VALIC Financial Advisors, Inc.11-23-2015
Charles Edwin TeeterNext Financial Group, Inc.Principal Securities, Inc.$809-14-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.$109-01-2015
Mitchell Evan KarpNext Financial Group, Inc.Kovack Securities Inc.08-12-2015
Harvey Lee Ford IIINext Financial Group, Inc.JHS Capital Advisors, LLC$5007-30-2015
David Joseph PaladinoNext Financial Group, Inc.SA Stone Wealth Management Inc.$15006-24-2015
Geoffrey Mark Odonnell Jr.Next Financial Group, Inc.LPL Financial LLC$2501-22-2015
Eric Bruce KingNext Financial Group, Inc.HBW Securities LLC$4401-13-2015
Bradley J ThompsonNext Financial Group, Inc.HBW Securities LLC$101-06-2015
Janet Sue ScudderNext Financial Group, Inc.HBW Advisory Services LLC$101-02-2015
Bradley Clifton BatesNext Financial Group, Inc.Waddell & Reed$2512-03-2014
Robert Scott GerberNext Financial Group, Inc.H. Beck, Inc.12-01-2014
Next Page »

Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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