Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Ronald Jason PayneNext Financial Group, Inc.Voya Financial Advisors, Inc.11-21-2018
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
Robert Kenon Jr.Next Financial Group, Inc.ELE Wealth Advisors, Inc.$5006-19-2018
Michael Thomas JonesNext Financial Group, Inc.CUSO Financial Services, L.P.01-12-2017
Frank Kai WangNext Financial Group, Inc.Sunbelt Securities, Inc.06-02-2016
Jim Alan YockeyNext Financial Group, Inc.Investment Centers of America, Inc.$1,00003-03-2016
Gaurav BatraNext Financial Group, Inc.VALIC Financial Advisors, Inc.11-23-2015
Charles Edwin TeeterNext Financial Group, Inc.Principal Securities, Inc.$1009-14-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.09-01-2015
Mitchell Evan KarpNext Financial Group, Inc.Kovack Securities Inc.08-12-2015
Harvey Lee Ford IIINext Financial Group, Inc.JHS Capital Advisors, LLC$5007-30-2015
David Joseph PaladinoNext Financial Group, Inc.SA Stone Wealth Management Inc.$15006-24-2015
Geoffrey Mark Odonnell Jr.Next Financial Group, Inc.LPL Financial LLC$1001-22-2015
Bradley J. ThompsonNext Financial Group, Inc.HBW Securities LLC01-06-2015
Janet Sue ScudderNext Financial Group, Inc.HBW Advisory Services LLC01-02-2015
Bradley C. BatesNext Financial Group, Inc.Waddell & Reed12-03-2014
Ali FarhoumandNext Financial Group, Inc.H. Beck, Inc.$5009-09-2014
Michael F. BecherNext Financial Group, Inc.Financial Telesis Inc$5009-02-2014
Carlos Robert RomeroNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$5006-09-2014
James Daniel McAleeseNext Financial Group, Inc.Questar Capital Corporation06-06-2014
John Leroy RocheNext Financial Group, Inc.Royal Alliance Associates, Inc.$2504-21-2014
Joshua John RocheNext Financial Group, Inc.Investment Advisors Asset Management, LLC$1004-21-2014
Archie Anderson Henderson IIINext Financial Group, Inc.Hilltop Securities Independent Network Inc.05-13-2013
Lafayette RandleNext Financial Group, Inc.Allstate Financial Services, LLC$5003-27-2013
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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