Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Paul AckelNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$2501-29-2009
Patrick David MossmanNext Financial Group, Inc.Morgan Stanley & Co. LLC03-13-2009
John Richard HemenwayNext Financial Group, Inc.Choice Investments, Inc.$10004-01-2009
Jerry Jasper Mikus JrNext Financial Group, Inc.Choice Investments, Inc.04-01-2009
Andrew Scott ButlerNext Financial Group, Inc.LPL Financial LLC04-24-2009
Nikhil C ModiNext Financial Group, Inc.Ameriprise Financial Services, LLC$5009-11-2009
Kinch Edward Meyer JrNext Financial Group, Inc.GunnAllen Financial, Inc$2503-29-2010
John Paul BrayNext Financial Group, Inc.Edward Jones$10002-15-2011
Mitchell George RubinNext Financial Group, Inc.MetLife Securities Inc.$5003-02-2011
Clinton W WilsonNext Financial Group, Inc.Edward Jones$2505-16-2011
Rodney Jerard DerbignyNext Financial Group, Inc.Kovack Securities Inc.$5002-01-2012
Phil David Jones JrNext Financial Group, Inc.Sanders Morris Harris LLC03-30-2012
Gary Lester WolfNext Financial Group, Inc.SII Investments, Inc.$2504-23-2012
Robert Glenn YoungNext Financial Group, Inc.Oppenheimer & Co. Inc.05-10-2012
Brian Lee BartlettNext Financial Group, Inc.Lincoln Financial Securities Corporation04-22-2013
Archie Anderson Henderson IIINext Financial Group, Inc.Hilltop Securities Independent Network Inc.05-13-2013
Bradley Clifton BatesNext Financial Group, Inc.Waddell & Reed$2512-03-2014
David Joseph PaladinoNext Financial Group, Inc.SA Stone Wealth Management Inc.06-24-2015
Harvey Lee Ford IIINext Financial Group, Inc.JHS Capital Advisors, LLC$5007-30-2015
Mitchell Evan KarpNext Financial Group, Inc.Kovack Securities Inc.08-12-2015
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.09-01-2015
Charles Edwin TeeterNext Financial Group, Inc.Principal Securities, Inc.$809-14-2015
Frank Kai WangNext Financial Group, Inc.Sunbelt Securities, Inc.06-02-2016
Brandon Keith MooreNext Financial Group, Inc.INVEST Financial Corporation11-01-2017
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.