Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Javier I. Ajjam AltimariOppenheimer & Co. Inc.Global Financial Services, LLC12-14-2018
Oscar Andre RicoOppenheimer & Co. Inc.The GMS Group, LLC$5011-02-2018
Leo Vinson ReichleOppenheimer & Co. Inc.Hilltop Securities Independent Network Inc.10-25-2018
Jason E. HeltonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
David Aloysius DziadziolaOppenheimer & Co. Inc.SagePoint Financial, Inc.$5010-15-2018
Richard Eric MuddOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15006-20-2018
Diane Jean LacinaOppenheimer & Co. Inc.Hilltop Securities Inc.$1007-14-2017
Robert Elvin Hendrix IIIOppenheimer & Co. Inc.Robert W. Baird & Co. Incorporated03-02-2017
Richard Jonathan CurraOppenheimer & Co. Inc.UBS Financial Services Inc.10-21-2016
Dineen HughesOppenheimer & Co. Inc.USAA Financial Advisors, Inc.09-01-2016
David Lloyd CassoOppenheimer & Co. Inc.USAA Financial Advisors, Inc.$10008-05-2016
Lori Darlene BennettOppenheimer & Co. Inc.Scarsdale Equities LLC09-23-2015
Rajiv Amar HargunaniOppenheimer & Co. Inc.Raymond James Financial Services Advisors, Inc$1011-18-2014
Yevgeny TunitskyOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$1005-07-2012
Jesse Lynn WebbOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2012
Cynthia Anne KelleyOppenheimer & Co. Inc.Morgan Stanley10-18-2010
Jeffrey William YoungOppenheimer & Co. Inc.Morgan Stanley06-12-2009
Kay Lynette BarcusOppenheimer & Co. Inc.Morgan Stanley06-08-2009
Larissa Anna PoindexterOppenheimer & Co. Inc.LPL Financial LLC$5004-16-2009
Randall Clay PickettOppenheimer & Co. Inc.Stanford Group Company$5003-10-2009
Diana Libuano RuhtenbergOppenheimer & Co. Inc.Stanford Group Company$10003-09-2009
Robert Dan HogueOppenheimer & Co. Inc.Stanford Group Company$5003-09-2009
Nolan Neil MetzgerOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Robert Ryan WrobleskeOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Donna Sue GuerreroOppenheimer & Co. Inc.Stanford Group Company03-09-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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