Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Shane GoffProspera Financial Services, Inc.Edward Jones$10006-28-2019
James Randy SmithProspera Financial Services, Inc.UBS Financial Services Inc.03-29-2019
Brian Nathan FoxProspera Financial Services, Inc.Morgan Stanley$5006-29-2018
David Ray OakesProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-08-2018
Mccall Mcguire DykeProspera Financial Services, Inc.Summit Brokerage Services, Inc.$2502-15-2017
Travis Ryan GodleyProspera Financial Services, Inc.UBS Financial Services Inc.$1,00002-09-2017
Stephen Neal AlmondProspera Financial Services, Inc.SA Stone Wealth Management Inc.01-25-2016
Brett Jason WalterProspera Financial Services, Inc.J.P. Morgan Securities LLC04-20-2015
Ari Moshe BaumProspera Financial Services, Inc.Morgan Stanley$2510-30-2014
Daniel William MossakowskiProspera Financial Services, Inc.Edward Jones08-04-2014
Charles Leon EvansProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-28-2014
Katrina Kerr HayesProspera Financial Services, Inc.TCA Financial Group, LLC$2506-28-2013
Mark Charles SilvaProspera Financial Services, Inc.TCA Financial Group, LLC06-28-2013
John P. CervantesProspera Financial Services, Inc.TCA Financial Group, LLC06-28-2013
Jimmy Rhea DayProspera Financial Services, Inc.SMH Capital Advisors LLC$10008-31-2012
John Alan GilbertProspera Financial Services, Inc.SMH Capital Advisors LLC$2508-31-2012
Michael Alan TaylorProspera Financial Services, Inc.Edward Jones$1008-23-2012
Jason Leon SteeleProspera Financial Services, Inc.Raymond James Financial Services, Inc.$15005-24-2012
James Michael HinesProspera Financial Services, Inc.Chase Investment Services Corp.07-01-2011
Robert Fremont Thorndike Jr.Prospera Financial Services, Inc.MICG Investment Management, LLC$5005-11-2010
Dennis Joseph FoegenProspera Financial Services, Inc.Edward Jones$2505-07-2010
Jason Anton BednarzProspera Financial Services, Inc.RBC Capital Markets, LLC10-30-2009
Tom Stanford Arnett Jr.Prospera Financial Services, Inc.UBS Financial Services Inc.06-12-2009
Judith Ofelia SantosProspera Financial Services, Inc.Edward Jones$1004-13-2009
Keith Collins Reagan Sr.Prospera Financial Services, Inc.MICG Investment Management, LLC02-20-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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