Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Edward BrayProspera Financial Services, Inc.LPL Financial LLC06-03-2013
Anthony Charles MontanariProspera Financial Services, Inc.Capital Guardian, LLC$50006-18-2012
Ari Moshe BaumProspera Financial Services, Inc.Morgan Stanley$25010-30-2014
Brett Jason WalterProspera Financial Services, Inc.J.P. Morgan Securities LLC04-20-2015
Brian Leigh SmithProspera Financial Services, Inc.Edward Jones$50004-25-2011
Brian Nathan FoxProspera Financial Services, Inc.Morgan Stanley$50006-29-2018
Charles Leon EvansProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-28-2014
Clayton Wellington JamesProspera Financial Services, Inc.MICG Investment Management, LLC$10002-20-2009
Coy Reeves WatsonProspera Financial Services, Inc.Edward Jones$50008-09-2019
Dana Dorene GreathouseProspera Financial Services, Inc.First Allied Advisory Services, Inc.07-22-2013
Daniel William MossakowskiProspera Financial Services, Inc.Edward Jones08-04-2014
David Arthur BrownProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15010-04-2019
David Ray OakesProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-08-2018
David Scott LynnProspera Financial Services, Inc.Morgan Stanley$10010-09-2019
David Willingham LentzProspera Financial Services, Inc.TCA Financial Group, LLC06-28-2013
Dennis Joseph FoegenProspera Financial Services, Inc.Edward Jones$25005-07-2010
Hilary Elizabeth O'MalleyProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-25-2012
James Michael HinesProspera Financial Services, Inc.Chase Investment Services Corp.07-01-2011
James Randy SmithProspera Financial Services, Inc.UBS Financial Services Inc.03-29-2019
Jason Anton BednarzProspera Financial Services, Inc.RBC Capital Markets, LLC$50010-30-2009
Jason Leon SteeleProspera Financial Services, Inc.Raymond James Financial Services, Inc.$15005-24-2012
Jimmy Rhea DayProspera Financial Services, Inc.SMH Capital Advisors LLC$10008-31-2012
Jodi Hilary MaplesProspera Financial Services, Inc.Raymond James & Associates, Inc.05-09-2017
John Alan GilbertProspera Financial Services, Inc.SMH Capital Advisors LLC$25008-31-2012
John P. CervantesProspera Financial Services, Inc.TCA Financial Group, LLC$10006-28-2013
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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