Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lai Kwan KongPruco Securities, LLC.MetLife Securities Inc.01-04-2010
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Ronald Edward WindhamPruco Securities, LLC.Sunset Financial Services, Inc.12-12-2011
Jarrid DietertPruco Securities, LLC.New England Securities07-09-2012
Patrick E. ConnersPruco Securities, LLC.New England Securities07-16-2012
Thong Minh PhanPruco Securities, LLC.Northwestern Mutual Investment Services, LLC07-22-2013
Chinetta C. JacksonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Richard Leo ScordoPruco Securities, LLC.MetLife Securities Inc.12-02-2014
Jairo Enrique MejiaPruco Securities, LLC.State Farm VP Management Corp.01-13-2017
Phineas Adam Turner Sr.Pruco Securities, LLC.MetLife Securities Inc.03-09-2017
Paul Robert SamuelsonPruco Securities, LLC.VALIC Financial Advisors, Inc.04-18-2017
Daniel Nathan BraunPruco Securities, LLC.AIG Capital Services, Inc.10-27-2017
Eric A. RenshawPruco Securities, LLC.VALIC Financial Advisors, Inc.05-11-2018
Nancy CaraballoPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Susan Lynn GrantPruco Securities, LLC.J.P. Morgan Securities LLC10-04-2018
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Joy Lori SimarPruco Securities, LLC.MML Investors Services, LLC12-17-2018
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Patrick Graham Malone Sr.Pruco Securities, LLC.MML Investors Services, LLC03-04-2019
John Marshall HarlanPruco Securities, LLC.Mariner Investment Group$4803-06-2019
Denise Annette MolinePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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