Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Allison Marie Harter-OckwoodPruco Securities, LLC.Morgan Stanley$15006-13-2014
Allyson La'Marr Bailey-LeonardPruco Securities, LLC.J.P. Morgan Securities LLC$10010-24-2014
Amolee Mukesh ChavdaPruco Securities, LLC.J.P. Morgan Securities LLC09-09-2014
Angellar LacourPruco Securities, LLC.New England Securities07-03-2012
Arthur Randolph DummPruco Securities, LLC.MetLife Securities Inc.$10011-12-2012
Brett Christopher LarsonPruco Securities, LLC.United Planners' Financial Services of America A Limited Partner08-18-2016
Carlos Alfredo Alvarez AmayaPruco Securities, LLC.NYLIFE Securities LLC08-27-2019
Charles Harvey Blacknall Sr.Pruco Securities, LLC.Allstate Financial Services, LLC04-04-2019
Charlie Alexander Wright IIIPruco Securities, LLC.AXA Advisors, LLC$10003-19-2015
Chinetta C. JacksonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Christopher HolzhausenPruco Securities, LLC.Edward Jones10-19-2016
Clark Edwin BartlettPruco Securities, LLC.First Empire Securities, Inc.09-13-2010
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Daniel Andre BreisacherPruco Securities, LLC.J.P. Morgan Securities LLC$10009-05-2019
DANIEL MARTIN HENDRICKSPruco Securities, LLC.Waddell & Reed02-04-2015
Daniel Nathan BraunPruco Securities, LLC.AIG Capital Services, Inc.10-27-2017
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
David Peter SuessPruco Securities, LLC.Spectrum Strategies, L.L.C.$15008-03-2017
Debra Ann RussoPruco Securities, LLC.BBVA Securities Inc.09-26-2017
Denise Annette MolinePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Edgar Lea Carter Jr.Pruco Securities, LLC.The Leaders Group, Inc.01-22-2015
Eric A. RenshawPruco Securities, LLC.VALIC Financial Advisors, Inc.05-11-2018
Frank Stephen Hever IIIPruco Securities, LLC.State Farm VP Management Corp.$25001-20-2017
George Anthony PirronePruco Securities, LLC.NYLIFE Securities LLC08-01-2019
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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