Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas John BishopPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-27-2020
Dalyn Adonis WilliamsPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-18-2020
Brien Elbridge JohnsonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC02-10-2020
Ethan Conley WoodsPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC02-05-2020
Stephen Charles RaoPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-30-2020
Connor Hart BradleyPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-15-2020
Steven Robert LanzPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-14-2020
Conner James YoungPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-03-2020
Chadlee Todd McnairPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC12-17-2019
Noah James BehrmanPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC12-17-2019
Jacob Tyler RodriguezPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC12-17-2019
Jeffrey L. SalladinPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-27-2019
Brandon LanzPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-26-2019
Timothy Micheal RodgersPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-15-2019
Tye James CalhounPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-08-2019
Josh Glen HensonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-25-2019
Travis PenfieldPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-23-2019
Sheena BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley09-27-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Natalie Andrews PichaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Tracy Shannon GriffinPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Fatina Mckenzie BenjaminPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Laura Kathleen HicksPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-26-2019
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.