Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Mark HowardRBC Capital Markets, LLCB. Riley Wealth Management11-05-2015
Clinton Bert SepolioRBC Capital Markets, LLCChase Investment Services Corp.03-12-2012
Nancy Shatto MurrayRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-17-2009
David Glenn MillerRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-08-2009
Kelly Dee KilloughRBC Capital Markets, LLCCitigroup Global Markets Inc.04-01-2009
John Marshall TerryRBC Capital Markets, LLCCitigroup Global Markets Inc.$10003-18-2009
Daniel Dioguardi, Laura M. High, Kirk William HighRBC Capital Markets, LLCCitigroup Global Markets Inc.02-11-2009
Andrew Jeff PickettRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-30-2009
Thomas Curts SmithRBC Capital Markets, LLCCovenant$1001-03-2014
Blake Thomas RuskRBC Capital Markets, LLCCrossmark Distributors, Inc.01-02-2013
George Eugene Peacock IIIRBC Capital Markets, LLCEdward Jones$2508-07-2015
Cynthia Norris BeardenRBC Capital Markets, LLCFirst Southwest Company, LLC10-02-2015
Kent Roger SnodgrassRBC Capital Markets, LLCFSW Advisory Services Inc.$5010-02-2015
William Ernest StockumRBC Capital Markets, LLCHilltop Securities Inc.10-10-2017
Edward Kessler NeuhausRBC Capital Markets, LLCHilltop Securities Inc.$5008-17-2015
William Robert Brandenberger, Irving ReynaRBC Capital Markets, LLCHilltop Securities Inc.05-11-2015
Robert Brian CordiakRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15007-20-2015
William Bruce CarikerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-04-2010
Suzanne Cline Boyd-ChapmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-23-2009
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2009
Richard Walter Fairchild Jr.RBC Capital Markets, LLCMorgan Keegan & Company, Inc.11-01-2011
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Robert Joseph FreyRBC Capital Markets, LLCMorgan Stanley$15005-11-2018
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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