Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen SmithRBC Capital Markets, LLCHilltop Securities Inc.$18008-04-2017
Rob Frey Cary Tucker Robert Dillenback Beth Ann JohnsonRBC Capital Markets, LLCMorgan Stanley$30005-11-2018
Paul Hendershot Carsten FredericksonRBC Capital Markets, LLCMorgan Stanley$14011-02-2017
Phillip Friesen Chuck Crowson John Friesen Greg Bowman Josh Zeleskey Karen Ronaghan Bonnie McKinneyRBC Capital Markets, LLCMorgan Stanley$1,00008-30-2016
John McIntyreRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-23-2016
James Winkler Lauren Johnson Randi RichardsonRBC Capital Markets, LLCUBS Financial Services Inc.$19512-08-2014
John J Riffle Patrick Easter Terry Sherman Michael RocheRBC Capital Markets, LLCMorgan Stanley02-10-2014
Tim Marwill Eric WittekRBC Capital Markets, LLCMorgan Stanley02-10-2014
Kelly D KerrRBC Capital Markets, LLCUBS Financial Services Inc.$11501-10-2014
Gene Theobald Otho Evans Teresa CastilloRBC Capital Markets, LLCMorgan Stanley$33004-24-2012
Tim HudnallRBC Capital Markets, LLCMorgan Stanley$9004-24-2012
Daniel AustinRBC Capital Markets, LLCRaymond James$10004-09-2018
Robert B CordiakRBC Capital Markets, LLCJPMorgan Chase & Co.$16007-20-2015
Bob Brandenberger Billy BrandenbergerRBC Capital Markets, LLCSouthwest Securities$22505-11-2015
Thomas Smith Dana Falco Mel LoveladyRBC Capital Markets, LLCCovenant Multi Family$20001-03-2014
Don C Reynolds IIRBC Capital Markets, LLCRaymond James$10005-17-2012
Charu DayalRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-21-2020
James Ernest KoestnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00007-07-2020
Steven Jay FrancoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-04-2020
Frank Michael DAntuonoRBC Capital Markets, LLCUBS Financial Services Inc.03-26-2020
Dennis Carl LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Ruth Boyer WhitlockRBC Capital Markets, LLCMorgan Stanley03-13-2020
Lindsay Sarah LambertRBC Capital Markets, LLCMorgan Stanley$2503-13-2020
Kendall Ray PfutzenreuterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-24-2020
Kristi Lynn OwensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.