Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2009
Andrew Jeff PickettRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-30-2009
Daniel Dioguardi, Laura M. High, Kirk William HighRBC Capital Markets, LLCCitigroup Global Markets Inc.02-11-2009
Suzanne Cline Boyd-ChapmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-23-2009
John Marshall TerryRBC Capital Markets, LLCCitigroup Global Markets Inc.$10003-18-2009
Kelly Dee KilloughRBC Capital Markets, LLCCitigroup Global Markets Inc.04-01-2009
David Glenn MillerRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-08-2009
Nancy Shatto MurrayRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-17-2009
William Bruce CarikerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-04-2010
Richard Walter Fairchild Jr.RBC Capital Markets, LLCMorgan Keegan & Company, Inc.11-01-2011
Tim Billy HudnallRBC Capital Markets, LLCMorgan Stanley02-02-2012
Clinton Bert SepolioRBC Capital Markets, LLCChase Investment Services Corp.03-12-2012
Otho Francis Evans Jr., Walter Eugene TheobaldRBC Capital Markets, LLCMorgan Stanley03-20-2012
Don C ReynoldsRBC Capital Markets, LLCRaymond James & Associates, Inc.$10005-07-2012
Alexander James NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Blake Thomas RuskRBC Capital Markets, LLCCrossmark Distributors, Inc.01-02-2013
John Alan PendergrastRBC Capital Markets, LLCRaymond James & Associates, Inc.$10006-03-2013
Thomas Curts SmithRBC Capital Markets, LLCCovenant$1001-03-2014
Kelly Dodson KerrRBC Capital Markets, LLCUBS Financial Services Inc.$10001-10-2014
Robert Leroy StraightRBC Capital Markets, LLCUBS Financial Services Inc.$5001-10-2014
Patrick Arthur Easter, Terry Alan Sherman, John Joseph RiffleRBC Capital Markets, LLCMorgan Stanley$2502-10-2014
Eric W WittekRBC Capital Markets, LLCMorgan Stanley02-10-2014
Francis James O'Neill IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2014
James Kevin Winkler, Lauren Michelle Johnson HoushRBC Capital Markets, LLCUBS Financial Services Inc.12-08-2014
Scott Mosle WaltmonRBC Capital Markets, LLCPiper Jaffray & Co.$1002-17-2015
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.