Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Joyce Mary MianiRBC Capital Markets, LLCMorgan Stanley05-11-2018
Robert George Dillenback IVRBC Capital Markets, LLCMorgan Stanley05-11-2018
Lindsey K. VickersRBC Capital Markets, LLCAXA Advisors, LLC11-27-2017
Carsten FrederiksenRBC Capital Markets, LLCMorgan Stanley11-02-2017
Paul Vincent HendershotRBC Capital Markets, LLCMorgan Stanley11-02-2017
William Ernest StockumRBC Capital Markets, LLCHilltop Securities Inc.10-10-2017
Erika Lopez RiveraRBC Capital Markets, LLCMorgan Stanley05-24-2017
Linda C. DonovanRBC Capital Markets, LLCMorgan Stanley10-07-2016
John Phillip Friesen Jr.RBC Capital Markets, LLCMorgan Stanley08-30-2016
Bonnie Kathleen McKinneyRBC Capital Markets, LLCMorgan Stanley08-30-2016
Norma E. WhitsittRBC Capital Markets, LLCMorgan Stanley03-29-2016
Carlos Eduardo PerezRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2016
Irving ReynaRBC Capital Markets, LLCHilltop Securities Inc.05-11-2015
Lauren Michelle Johnson HoushRBC Capital Markets, LLCUBS Financial Services Inc.12-08-2014
Christel Lee WalkerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-28-2014
Kimberly Kimberly RipollRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-28-2014
Michael Patrick RocheRBC Capital Markets, LLCMorgan Stanley02-10-2014
John Joseph RiffleRBC Capital Markets, LLCMorgan Stanley02-10-2014
Jonathan Scott FreehillRBC Capital Markets, LLCMML Investors Services, LLC06-26-2013
Blake Thomas RuskRBC Capital Markets, LLCCrossmark Distributors, Inc.01-02-2013
Richard Bert NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Richard NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Alexander James NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Otho Francis Evans Jr.RBC Capital Markets, LLCMorgan Stanley03-20-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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