Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
George Wesley Oliver IVRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-25-2019
W Michael MacfarlaneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$14301-22-2019
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Evan David RadmanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Services, Inc.08-24-2018
David C LowellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-31-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
David Kenneth CohnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$23507-09-2018
Joshua Daniel ZellerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$104-26-2018
Ross Elliot DowlingRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$104-26-2018
Geoffrey Case GatlinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$50003-26-2018
John Mitchell NebensRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10003-26-2018
Brooke WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-28-2018
Matthew Robert MossburgRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Bruce R DunhamRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Robert Lee EvendenRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10012-14-2017
Robert Andrew CackleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Jose Rene VelezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-01-2017
Meredith Ray CooperRaymond James & Associates, Inc.AXA Advisors, LLC10-03-2017
Maria Eugenia ForeroRaymond James & Associates, Inc.UBS Financial Services Inc.07-07-2017
Bryan Baker HartzellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-30-2017
Sandra Michelle FantettiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.05-31-2017
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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