Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John P McPhillips JrRaymond James & Associates, Inc.Edward Jones09-28-2020
Anthony Frank GiocoRaymond James & Associates, Inc.TD Ameritrade, Inc.09-24-2020
Hector Luis GonzalezRaymond James & Associates, Inc.Citigroup Global Markets Inc.09-02-2020
Zachary William MccownRaymond James & Associates, Inc.Edward Jones07-06-2020
Marina Sonya TudelaRaymond James & Associates, Inc.UBS Financial Services Incorporated of Puerto Rico07-02-2020
Ashley Tiffany RichardsRaymond James & Associates, Inc.Willis Johnson & Associates, Inc.06-23-2020
David Alford Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
David Anderson AlfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2020
Claudia E TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Stephen Blake BurtonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Eric Christopher GilbertRaymond James & Associates, Inc.Next Financial Group, Inc.04-03-2020
Rodney Ray HansenRaymond James & Associates, Inc.Stephens04-01-2020
Sky Wayne MorrisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.03-31-2020
Marshall Herbert BrooknerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-10-2020
Jeremy SilvasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Jeremy SilvasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-11-2019
Carlos Rex AponteRaymond James & Associates, Inc.Morgan Stanley11-01-2019
Bevin Hartnett Joseph RestivoRaymond James & Associates, Inc.Waddell & Reed$13710-16-2019
Cindy Michele CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-07-2019
Walter Douglas WilsonRaymond James & Associates, Inc.TD Ameritrade, Inc.10-01-2019
Michael James GapinskiRaymond James & Associates, Inc.Morgan Stanley$1,00009-20-2019
Thomas Hardy HugginsRaymond James & Associates, Inc.Morgan Stanley$5009-20-2019
Nicole Michel BonifaceRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Natanie N CogburnRaymond James & Associates, Inc.Morgan Stanley09-20-2019
David Edward ThompsonRaymond James & Associates, Inc.Morgan Stanley09-20-2019
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.