Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, LLC$5007-16-2018
Christine K. VuRaymond James & Associates, Inc.Ameriprise Financial Services, LLC10-27-2016
Meredith Ray CooperRaymond James & Associates, Inc.AXA Advisors, LLC10-03-2017
Francis Barry EdickRaymond James & Associates, Inc.B. Riley Wealth Management$5010-11-2013
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Securities, Inc.08-24-2018
Tarah Raeann McKenzieRaymond James & Associates, Inc.Charles Schwab & Co., Inc.10-21-2016
Christine Grace BlakelyRaymond James & Associates, Inc.Comerica Securities07-09-2013
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
Wallace D WilliamsRaymond James & Associates, Inc.Edward Jones$2509-09-2016
Nicole Neff SingletonRaymond James & Associates, Inc.Edward Jones11-10-2015
Jimmy Arzabal EnriquezRaymond James & Associates, Inc.Edward Jones$2510-09-2015
Patrick SmithRaymond James & Associates, Inc.Edward Jones09-17-2015
Brandon Lee ChaseRaymond James & Associates, Inc.Edward Jones$5007-10-2015
Amber Koop SealeRaymond James & Associates, Inc.Edward Jones07-09-2015
Dax A. SealeRaymond James & Associates, Inc.Edward Jones$1007-09-2015
Todd A. SimmonsRaymond James & Associates, Inc.Edward Jones$2501-06-2014
Isabella Francesca CheeverRaymond James & Associates, Inc.Fidelity Brokerage Services LLC05-03-2017
Serapio Alberto OliveiraRaymond James & Associates, Inc.First Command Financial Planning, Inc.04-01-2019
Charles Warren CaprezRaymond James & Associates, Inc.Hilltop Securities Inc.$5007-31-2015
Bill John CallisRaymond James & Associates, Inc.Hilltop Securities Inc.$15011-15-2013
Anthony Frank Vaccaro Jr.Raymond James & Associates, Inc.Hilltop Securities Inc.10-04-2013
Donald Matthew FerrellRaymond James & Associates, Inc.Hilltop Securities Inc.10-04-2013
Tuan Manh NguyenRaymond James & Associates, Inc.Hilltop Securities Inc.05-06-2013
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.