Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
Christine K. VuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-27-2016
Francis Barry EdickRaymond James & Associates, Inc.B. Riley Wealth Management$5010-11-2013
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Services, Inc.08-24-2018
Tarah Raeann McKenzieRaymond James & Associates, Inc.Charles Schwab & Co., Inc.10-21-2016
Christine Grace BlakelyRaymond James & Associates, Inc.Comerica Securities07-09-2013
Winthrop Crapo HarveyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,50009-06-2016
Frank Woods Winford Sr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,00009-06-2016
Scott Alan AshmoreRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1,00009-06-2016
Douglas Scott WallRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Gregory Alan GalbraithRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Joseph M. EstesRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$11409-06-2016
James Ronald LandersRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$9709-06-2016
Mark Mattson PondRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1009-06-2016
John Stephen HeckRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Daniel James DelpRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Mac Davis HargroveRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Samuel D. FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Jessica Noelle GrigsbyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
Wallace D WilliamsRaymond James & Associates, Inc.Edward Jones$2509-09-2016
Brandon Lee ChaseRaymond James & Associates, Inc.Edward Jones$5007-10-2015
Dax A. SealeRaymond James & Associates, Inc.Edward Jones$1007-09-2015
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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