Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Raymond MarkleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Charles Franklin Nedbal IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Carl Patrick Carlos Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Valarie Latrice WrightRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Ladd Earl BednarRaymond James & Associates, Inc.Morgan Stanley$1006-12-2009
David Joseph ByrdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-04-2010
Stanley Eugene AllredRaymond James & Associates, Inc.Hilltop Securities Inc.$10003-19-2010
Lisa Cameron JonesRaymond James & Associates, Inc.Hilltop Securities Inc.$15003-19-2010
Jonathan Logan AllredRaymond James & Associates, Inc.Hilltop Securities Inc.03-19-2010
Penne Wilson StaffordRaymond James & Associates, Inc.Hilltop Securities Inc.$2504-21-2010
John GinsburgRaymond James & Associates, Inc.Morgan Stanley$15001-14-2011
Teresa Marie FinneyRaymond James & Associates, Inc.Morgan Stanley$15002-17-2011
Richard Anthony FunkRaymond James & Associates, Inc.Morgan Stanley$5002-17-2011
Gail Susanne Hoffman-JacksonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2011
Cheryl Ann PeschkeRaymond James & Associates, Inc.Morgan Stanley$5008-19-2011
Tracey Anne MartinRaymond James & Associates, Inc.Woodbury Financial Services, Inc.12-12-2011
Jeffrey Carl WeissRaymond James & Associates, Inc.Morgan Stanley$5004-13-2012
Timothy Michael KelleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-31-2012
Aaron Allan PottichenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Jenny Marie GrayRaymond James & Associates, Inc.Morgan Stanley01-09-2013
Marlene M. FowlerRaymond James & Associates, Inc.Morgan Stanley$10001-18-2013
Christopher F. FowlerRaymond James & Associates, Inc.Morgan Stanley$15001-18-2013
Tuan Manh NguyenRaymond James & Associates, Inc.Hilltop Securities Inc.05-06-2013
Angela Michele CruzRaymond James & Associates, Inc.RBC Capital Markets, LLC05-10-2013
Stephen Jay ValellyRaymond James & Associates, Inc.Jefferies LLC$15005-15-2013
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.