Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Raymond MarkleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Charles Franklin Nedbal IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Ladd Earl BednarRaymond James & Associates, Inc.Morgan Stanley$1006-12-2009
Timothy Jonathan MontfortRaymond James & Associates, Inc.Raymond James Financial Services, Inc.09-14-2009
David Joseph ByrdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-04-2010
Teresa Marie FinneyRaymond James & Associates, Inc.Morgan Stanley$15002-17-2011
Cheryl Ann PeschkeRaymond James & Associates, Inc.Morgan Stanley$5008-19-2011
Janakkumar Ramanbhai PatelRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.04-02-2012
Timothy Michael KelleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-31-2012
David Tracy PutnamRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15010-08-2012
Randall Lawrence McEachernRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15010-08-2012
Harold William Lynde IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5010-08-2012
Mark S. UtkovRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-08-2012
Ashley M. JonesRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Christopher F. FowlerRaymond James & Associates, Inc.Morgan Stanley$15001-18-2013
Marlene M. FowlerRaymond James & Associates, Inc.Morgan Stanley$10001-18-2013
John Franklin Hill Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Joseph Patrick WoffordRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Gregory James KoontzRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Gary Chris TateRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
James Carter Boone IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
John Carl SudduthRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Leslie Denise BarnettRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Robert Banks DonnellyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Joseph Jordan French IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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