Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen BarefieldRaymond James Financial Services, Inc.Edward Jones$15009-18-2020
William Lawrence Straub IIIRaymond James Financial Services, Inc.Navy Federal Brokerage Services, LLC$15008-28-2020
Donna Jane HeatherleyRaymond James Financial Services, Inc.Edward Jones08-28-2020
Erik Jens PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-20-2020
William Scott GarrisonRaymond James Financial Services, Inc.Morgan Stanley08-17-2020
Walter E Griffith JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2020
Clayton R EvansRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors06-17-2020
Channon Christopher CainRaymond James Financial Services, Inc.First Trust Advisors LP06-01-2020
Jennifer Renee BennettRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-27-2020
Kenneth R WolberRaymond James Financial Services, Inc.USAA Investment Services Company05-26-2020
Sid Grant Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$23004-30-2020
Sidney Coy GrantRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2020
Bruce A LewinRaymond James Financial Services, Inc.B. Riley Wealth Management$10004-15-2020
Savannah Shaye PhillipsRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-07-2020
Bill DendyRaymond James Financial Services, Inc.LPL Financial LLC$41503-31-2020
William Edward DendyRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Todd Allen PaceRaymond James Financial Services, Inc.LPL Financial LLC03-31-2020
Tanner G MathisRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Chris Allen MessickRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$16803-03-2020
David Thomas PeacockRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$25003-03-2020
Matthew Corley SibleyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Alex M TaylorRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Melanie J HousdenRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$6202-24-2020
Gregory Lynn ShipperRaymond James Financial Services, Inc.Comerica Securities$5001-31-2020
Jacqueline Louise SchlupRaymond James Financial Services, Inc.Brennan Wealth Advisors, LLC01-27-2020
Next Page »

Showing 1 to 25 of 262 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.