Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David AhlquistRaymond James Financial Services, Inc.TIAA Financial Services$60005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
John Michael GroverRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany Smith Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Michael Morris MikeskaRaymond James Financial Services, Inc.Wachovia Securities, LLC$10004-30-2019
Michael Jude PeschelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
David Allan McBee Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
Brett Jay DiamondRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Jason Anthony BottenfieldRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$102-15-2019
Lori Lynne SiegelRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-12-2019
Robert Anthony RussoRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-12-2019
Bruce Paulus HoffmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2019
Matt Peter PaulRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$101-17-2019
Michelle Bradshaw OrcuttRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Ernest Jay HornRaymond James Financial Services, Inc.Park Avenue Securities LLC09-04-2018
Daniel Albert RoeskeRaymond James Financial Services, Inc.The Leaders Group, Inc.08-31-2018
Paul Alexandre BigginsRaymond James Financial Services, Inc.UBS Financial Services Inc.$10008-03-2018
Michael Clifton CowlesRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC06-26-2018
Jorge Phillips CazarezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Robert Charles BurksRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-08-2018
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Showing 1 to 25 of 290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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