Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Olson NicholsonRobert W. Baird & Co. IncorporatedMorgan Stanley$10008-10-2010
Roger Lee MetzRobert W. Baird & Co. IncorporatedMorgan Stanley$10008-10-2010
Peter L PhilpottRobert W. Baird & Co. IncorporatedMorgan Stanley$15008-10-2010
William Ray KnightRobert W. Baird & Co. IncorporatedMorgan Stanley$50008-10-2010
Paul Richard RobinsonRobert W. Baird & Co. IncorporatedMorgan Stanley08-10-2010
Christopher Vail Maxtone-GrahamRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC12-06-2010
William Clay RyanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-18-2011
Harold Kimble Ryan Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-18-2011
David Michael AdamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$20004-21-2011
David Allen TurnerRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.$10005-23-2011
James Alfred HazelRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-02-2011
George Vincent GamezRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-02-2011
Neil Edward GrantRobert W. Baird & Co. IncorporatedMorgan Stanley$10012-09-2011
Charu DayalRobert W. Baird & Co. IncorporatedMorgan Stanley$50012-09-2011
Luke Henry HallidayRobert W. Baird & Co. IncorporatedMorgan Stanley12-09-2011
Jayson Coleman BalesRobert W. Baird & Co. IncorporatedMML Investors Services, LLC03-12-2012
Meredith Woods ReesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-22-2012
William Stevenson PhillipsRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC06-13-2012
Owen Fred Gartrell Jr.Robert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.10-08-2012
Kenneth James Belter IIRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10010-11-2012
William Leo SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$50010-11-2012
Ogochukwu O ObianaguRobert W. Baird & Co. IncorporatedAXA Advisors, LLC04-01-2013
Orlando Carlos MontesinoRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-05-2013
Andrew Arthur AtkinsonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-05-2013
Thomas Shannon DavisRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-05-2013
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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