Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Coolidge FordSecurities America, Inc.WFG Investments, Inc.$1009-01-2017
Stephen Edward WalkerSecurities America, Inc.WFG Investments, Inc.08-22-2017
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Matthew A BellSecurities America, Inc.WFG Investments, Inc.08-26-2013
Jason Windle HarperSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2012
John Joseph Checki IIISecurities America, Inc.Waddell & Reed08-13-2013
Mamta RaiSecurities America, Inc.VALIC Financial Advisors, Inc.09-03-2014
Russell B. SheidSecurities America, Inc.SWBC Investment Services, LLC08-03-2018
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.$10007-19-2019
Jeff Michael MinucciSecurities America, Inc.Strategic Advisers LLC08-31-2016
Charles Rogers FlournoySecurities America, Inc.Sigma Financial Corporation$1508-07-2015
Justin Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.$2504-30-2010
James Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.04-27-2010
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation07-22-2016
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation07-20-2016
Annetta M. Box TaylorSecurities America, Inc.Perryman Securities, Inc.06-13-2017
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
Michael Steven SeymourSecurities America, Inc.Morgan Stanley05-11-2018
Freeman Buckner Irby IIISecurities America, Inc.MML Investors Services, LLC11-06-2015
Julia A. GalbraithSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Gary Max GoeppingerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2013
Lawrence Ray TerrySecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2009
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.