Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Darrell StilesSecurities America, Inc.Banc of America Investment Services, Inc.06-23-2009
Lawrence Ray TerrySecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2009
Terry Lee AlbinSecurities America, Inc.Citigroup Global Markets Inc.$5008-18-2009
James Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.04-27-2010
Justin Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.$2504-30-2010
Jason Windle HarperSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2012
Gary Max GoeppingerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-01-2013
John Joseph Checki IIISecurities America, Inc.Waddell & Reed08-13-2013
Matthew A BellSecurities America, Inc.WFG Investments, Inc.08-26-2013
Rodney Lee SkeltonSecurities America, Inc.First Western Securities, Inc.$2503-05-2014
David Bruce RyzmanSecurities America, Inc.Fidelity Brokerage Services LLC05-23-2014
Kelly Loyd McDermottSecurities America, Inc.LPL Financial LLC07-15-2014
Mamta RaiSecurities America, Inc.VALIC Financial Advisors, Inc.09-03-2014
Timothy Eugene HendersonSecurities America, Inc.First Allied Advisory Services, Inc.$2509-10-2014
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
John Francis DonovanSecurities America, Inc.Lincoln Financial Advisors Corporation$5010-31-2014
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$1011-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.$5011-24-2014
Stephen Maxie JacksonSecurities America, Inc.Hilltop Securities Independent Network Inc.$2512-05-2014
Michael Robert ReeseSecurities America, Inc.Brokers International Financial Services, LLC.12-24-2014
Jan Thomas MohamedSecurities America, Inc.Brokers International Financial Services, LLC.$101-28-2015
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Tom Verne Dwyer IISecurities America, Inc.LPL Financial LLC$10007-10-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.