Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Roy HouriganSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Fred Boyce Easter Jr.Securities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Timothy Henry BujnochSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Stephen Joseph ReitzSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Spencer Ovell RobertsonSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Rodney Lee SkeltonSecurities America, Inc.First Western Securities, Inc.$2503-05-2014
Kelly Loyd McDermottSecurities America, Inc.LPL Financial LLC07-15-2014
Mamta RaiSecurities America, Inc.VALIC Financial Advisors, Inc.09-03-2014
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
John F. DonovanSecurities America, Inc.Lincoln Financial10-31-2014
John Francis DonovanSecurities America, Inc.Lincoln Financial Advisors Corporation$5010-31-2014
Robert Frank MentonSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Henry Leonard RamaekersSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Robert Lloyd KnousSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities America, Inc.First Global Capital$13911-24-2014
James Richard KlodoskySecurities America, Inc.1st Global Capital Corp.$2511-24-2014
Cody Laura SiebertSecurities America, Inc.1st Global Capital Corp.$1011-24-2014
Ronald Lee BriggsSecurities America, Inc.1st Global Capital Corp.11-24-2014
Heather J. BrownSecurities America, Inc.SagePoint Financial, Inc.12-16-2014
Michael Robert ReeseSecurities America, Inc.Brokers International Financial Services, LLC.12-24-2014
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities America, Inc.WFG Investments$12004-27-2015
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
Tom Verne Dwyer IISecurities America, Inc.LPL Financial LLC$10007-10-2015
Freeman Buckner Irby IIISecurities America, Inc.MML Investors Services, LLC11-06-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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