Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amin SchoumanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Karen Adelle UmpierreTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-10-2020
Salima P MohammedTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Farah R KhalfanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Vanessa Maria TaveraTIAA-CREF Individual & Institutional Services, LLCUSAA Investment Services Company05-28-2019
Justin Tyrone ScottTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC05-21-2019
Angelena ArmstrongTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.05-06-2019
Treston L MooreTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC05-03-2019
Dejan DimitrijevicTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.03-11-2019
Stephan Marcus HouseTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.12-19-2018
Bradford Taylor HardyTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.11-27-2018
Charles Davis DawkinsTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors09-25-2018
Garrett Taylor KostTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-23-2018
Laura Eugenia MirandaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC06-12-2018
Melissa Ann TraskTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.06-12-2018
Kyle Patrick CookTIAA-CREF Individual & Institutional Services, LLCEdward Jones10-27-2017
Katrena Boujai ShippTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley10-10-2017
Juke C Muir JrTIAA-CREF Individual & Institutional Services, LLCBancWest Investment Services, Inc.03-08-2017
Andrew Alexander HaftekTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC10-12-2016
Elizabeth Marianne GonzalesTIAA-CREF Individual & Institutional Services, LLCPNC Investments09-09-2016
Christopher Daron DeshotelTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC08-26-2016
Phuoc D NguyenTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC08-25-2016
Arnold Jeffrey BassettTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC06-22-2016
Brandon Kent ParsonsTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC06-20-2016
Brian P AblutzTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC05-12-2016
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.