Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Barnes HartiganUBS Financial Services Inc.Raymond James & Associates, Inc.01-07-2020
Erika Renee LaraUBS Financial Services Inc.Edward Jones11-28-2019
Trenton Ray HollasUBS Financial Services Inc.VALIC Financial Advisors, Inc.10-23-2019
Robin Alexandra Lakey-WhiteUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Cullen Leslie ThomasonUBS Financial Services Inc.Goldman Sachs & Co.07-01-2019
Tyler Lawrence WoodUBS Financial Services Inc.TD Ameritrade, Inc.05-21-2019
Troy Don SwanerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2019
Karen Louise BalikesUBS Financial Services Inc.Morgan Stanley02-27-2019
Jalen Adeeb DagherUBS Financial Services Inc.Securian Financial Services, Inc.12-14-2018
Marco CorreaUBS Financial Services Inc.TD Ameritrade, Inc.11-26-2018
Jakob Markus SchroeterUBS Financial Services Inc.Vontobel Swiss Wealth Advisors AG06-29-2018
Robert Mark Buchanan Jr.UBS Financial Services Inc.Principal Securities, Inc.06-27-2018
Laura C. RaabUBS Financial Services Inc.Raymond James & Associates, Inc.04-12-2018
Jennifer Lynn KestersonUBS Financial Services Inc.Goldman Sachs & Co.03-19-2018
Andrew R. KnoxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2017
Michael Tip HollandUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Zachary Ryan NewbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28911-28-2017
Charles Ross HeareUBS Financial Services Inc.Jackson National Life Distributors LLC11-08-2017
Diane Marie AkeroydUBS Financial Services Inc.Morgan Stanley09-12-2017
Patrick Garrett DeistUBS Financial Services Inc.Fidelity Brokerage Services LLC03-23-2017
Wendee Joan SchweigerdtUBS Financial Services Inc.Morgan Stanley$1003-22-2017
Lori G. VorwerkUBS Financial Services Inc.Morgan Stanley03-15-2017
Leslie Jan FitzgeraldUBS Financial Services Inc.Morgan Stanley12-23-2016
James Ralph AugustineUBS Financial Services Inc.Ameriprise Financial Services, LLC11-16-2016
Teri Lynn SundbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.