Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-08-2009
David John Aigner, Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Raymond Hall Stauffacher IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Jennifer Henderson, Laura Shannon DillonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Robert Scott AtkinsonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Michael Mcrae DellingerUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$15001-14-2009
William David JackmanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-14-2009
Robert Charles MuellerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
Sean Adam CusackUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
John Bernard ZodrowUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
James Scott Blair IVUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2009
Richard Michael ByrneUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-15-2009
Ira Dale KravitzUBS Financial Services Inc.Morgan Stanley & Co. LLC01-15-2009
Marshall Edward MeeceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
Jon Paul WillhiteUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-16-2009
John Claybourne FrakesUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-16-2009
Gregory Alexander PieroniUBS Financial Services Inc.Goldman Sachs & Co.$5001-16-2009
Robert Glenn ParrottUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Jason Bolen DeveningUBS Financial Services Inc.Goldman Sachs & Co.$2501-16-2009
Hardie Ray Barr Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
James Edgar SuttleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
William Walter DiehlUBS Financial Services Inc.Goldman Sachs & Co.01-16-2009
Kerry Wildenthal FagelmanUBS Financial Services Inc.Goldman Sachs & Co.01-16-2009
Lindsey Russell CrowUBS Financial Services Inc.Goldman Sachs & Co.01-16-2009
Next Page »

Showing 1 to 25 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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