Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Clifford WilliamsonUBS Financial Services Inc.Morgan Stanley$10006-22-2011
Blake Pratz, Jo SimmonsUBS Financial Services Inc.Morgan Stanley$22312-01-2010
Bryan Lloyd CharlesUBS Financial Services Inc.Morgan Stanley05-10-2010
Cari Ann SchulzUBS Financial Services Inc.Morgan Stanley$5010-13-2014
Carol L. Mani JohnstonUBS Financial Services Inc.Morgan Stanley12-03-2013
David Grant ThompsonUBS Financial Services Inc.Morgan Stanley$5010-27-2011
David Lawrence ThomasUBS Financial Services Inc.Morgan Stanley07-05-2013
Elzabeth Gray LemonUBS Financial Services Inc.Morgan Stanley06-22-2011
Fredrick Jonathan LehmanUBS Financial Services Inc.Morgan Stanley$10004-19-2013
Jennifer Lynn WhiteUBS Financial Services Inc.Morgan Stanley10-13-2014
Jeremy Brant SabaUBS Financial Services Inc.Morgan Stanley02-20-2015
Jerry Albert RasmussenUBS Financial Services Inc.Morgan Stanley$10002-20-2015
John Nunzio RossiUBS Financial Services Inc.Morgan Stanley10-14-2010
Jordan Miles SilvermanUBS Financial Services Inc.Morgan Stanley02-12-2016
Kent Shea ButlerUBS Financial Services Inc.Morgan Stanley07-01-2010
Kevin Eugene WagnerUBS Financial Services Inc.Morgan Stanley$10002-20-2015
Lance Terrell HutchinsUBS Financial Services Inc.Morgan Stanley$15002-20-2015
Larry Todd HillUBS Financial Services Inc.Morgan Stanley$5010-27-2011
Marc Edmond HaggarUBS Financial Services Inc.Morgan Stanley12-06-2011
Marilyn Elizabeth MarrUBS Financial Services Inc.Morgan Stanley09-03-2015
Mark Ray JoffrionUBS Financial Services Inc.Morgan Stanley$10002-20-2015
Marvin GriffinUBS Financial Services Inc.Morgan Stanley$10207-09-2010
Matt StreiffUBS Financial Services Inc.Morgan Stanley$9410-09-2015
Matt T StreifUBS Financial Services Inc.Morgan Stanley$1010-09-2015
Michael D. BrooksUBS Financial Services Inc.Morgan Stanley06-17-2015
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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