Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Jimmy VeraUSAA Financial Advisors, Inc.Advisors Asset Management, Inc.01-31-2014
David William NettelUSAA Financial Advisors, Inc.Alamo Asset Advisors09-01-2011
Sean Paul DapilmotoUSAA Financial Advisors, Inc.Allstate Financial Services, LLC02-23-2017
Mitchell Troy SeabornUSAA Financial Advisors, Inc.Allstate Financial Services, LLC02-22-2010
James Clair TurnerUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC03-08-2019
Bobi Renee WilliamsUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$5004-07-2014
Charles Eldon GarnerUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$2501-31-2014
William Andrew BowlingUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$10010-11-2013
Shawn Michael MontagueUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC09-13-2013
Kimberley Ann Feldman-SmithUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$108-22-2011
Andrew Bradley McClain IIUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$1004-29-2010
Daniel Bentley HendrenUSAA Financial Advisors, Inc.Ameriprise Financial Services, LLC$10003-11-2009
Cynthia Silva MartinUSAA Financial Advisors, Inc.Ameritas Investment Company, LLC$1011-10-2011
Kevin Thomas PeekUSAA Financial Advisors, Inc.AXA Advisors, LLC11-19-2019
John Patrick FlynnUSAA Financial Advisors, Inc.AXA Advisors, LLC05-19-2017
John D. Rothwell Jr.USAA Financial Advisors, Inc.AXA Advisors, LLC07-08-2016
Dennis Patrick MurphyUSAA Financial Advisors, Inc.AXA Advisors, LLC12-08-2014
Stephen C. DebellUSAA Financial Advisors, Inc.AXA Advisors, LLC09-04-2014
Casey Roberto RinehartUSAA Financial Advisors, Inc.AXA Advisors, LLC06-10-2014
Marco A. Martinez Jr.USAA Financial Advisors, Inc.AXA Advisors, LLC04-11-2014
Boris Davis Jr.USAA Financial Advisors, Inc.AXA Advisors, LLC02-06-2014
Michael D. ParteeUSAA Financial Advisors, Inc.AXA Advisors, LLC06-24-2012
Julia Anne JacksonUSAA Financial Advisors, Inc.B.B. Graham & Company, Inc.$1008-08-2013
Christopher Bryan BarlowUSAA Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-11-2012
Jun Michael TangUSAA Financial Advisors, Inc.BBVA Securities Inc.03-17-2015
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.