Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamey Carl GrahamUnited Planners' Financial Services of America A Limited PartnerSignal Securities, Inc.$5001-04-2019
Robert Earl MabeUnited Planners' Financial Services of America A Limited PartnerH. Beck, Inc.$3304-27-2018
Richard Oren KilmerUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.$5011-21-2017
Ann Karen KilmerUnited Planners' Financial Services of America A Limited PartnerINVEST Financial Corporation$5011-21-2017
Christopher Michael KilmerUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.11-21-2017
Sledge Wayne KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-03-2016
Ramin GhaffariUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.$10011-02-2016
Sharon Lee KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-02-2016
Sean M. SweeneyUnited Planners' Financial Services of America A Limited PartnerNorthwestern Mutual Investment Services, LLC09-20-2016
Aaron Kyllo PettyUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.09-14-2015
Marvin Turner Petty Jr.United Planners' Financial Services of America A Limited PartnerWeaver Tidwell Capital, LLC$5009-22-2011
Rebecca Bradley PaterikUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.08-26-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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