Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dalen Lloyd OnealVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC12-09-2019
Fran Charles Jackson Jr.VALIC Financial Advisors, Inc.GWFS Equities, Inc.08-27-2019
Mimi HodacVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation$25005-30-2019
Ryan Jeffrey PateVALIC Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC04-22-2019
Aleedra Junnei PriceVALIC Financial Advisors, Inc.Foresters Financial Services, Inc.03-25-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Anthony Joseph D'AmicoVALIC Financial Advisors, Inc.Hornor, Townsend & Kent, LLC$10012-19-2018
Dana L. HodgesVALIC Financial Advisors, Inc.Farmers Financial Solutions, LLC12-10-2018
Mark Alan BolterVALIC Financial Advisors, Inc.Mutual of Omaha Investor Services, Inc.$10010-11-2018
Chad ZiehlVALIC Financial Advisors, Inc.LPL Financial LLC08-06-2018
James Edward HromadkaVALIC Financial Advisors, Inc.Avantax Investment Services, Inc.$10007-09-2018
Deborah Jean RauVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.$50007-02-2018
Baptiste William Brunner IVVALIC Financial Advisors, Inc.Edward Jones06-25-2018
Andrew Philip WoodVALIC Financial Advisors, Inc.AXA Advisors, LLC05-29-2018
Kelly Jean MillerVALIC Financial Advisors, Inc.Allstate Financial Services, LLC$50005-21-2018
Jason Brandon PowellVALIC Financial Advisors, Inc.Transamerica Financial Advisors, Inc12-18-2017
Kelsey Marie KingstonVALIC Financial Advisors, Inc.AXA Advisors, LLC10-25-2017
Fran Charles Jackson Jr.VALIC Financial Advisors, Inc.MML Investors Services, LLC08-15-2017
Adrian P. ChevannesVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC08-09-2017
Monica Den Van HuddingVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2017
Evan Michael RattrayVALIC Financial Advisors, Inc.Edward Jones06-01-2017
John Michael HainesVALIC Financial Advisors, Inc.Comerica Securities02-24-2017
Lucia Alicia CruzVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC$19101-17-2017
Marshall Lee DavisVALIC Financial Advisors, Inc.Edward Jones02-22-2016
Sonia Monica PerezVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2015
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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