Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$106-29-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions, Inc.$106-28-2019
Scott Francis CunninghamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2019
Mark Daniel MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
Sean Patrick MacroryWells Fargo Clearing Services, LLCMorgan Stanley$5002-28-2019
Ashlee K Taylor-RiversWells Fargo Clearing Services, LLCComerica Securities$102-22-2019
Matthew Robert HolmesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-15-2019
Ramiro Martinez GonzalesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-17-2019
Jaquelin Orantes YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Quincy Jovon Goudeau Sr.Wells Fargo Clearing Services, LLCLPL Financial LLC$112-07-2018
Omal Antony JosephWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2018
Jennifer Leigh MonacoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
Richard Michael ToolsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Diego RomeroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-14-2018
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Blake Gregory BarnesWells Fargo Clearing Services, LLCEdward Jones06-21-2018
Steven Joseph HoagWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-21-2018
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Showing 1 to 25 of 526 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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