Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Lynn LandryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Edward Oda DanielWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-02-2009
Scott Albert O'NealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Michelle Lee MannersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-19-2009
John Kurt GeroWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1002-03-2009
Dustin James AterWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2009
Bill John CallisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15002-20-2009
Kenneth Taylor MartinWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-25-2009
Zohra Seddiq ConstantinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2009
Ann Galvin ReWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.02-27-2009
Elam Windham Wright IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Jason Rudolf FernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Scott Brian DavidoffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Jon Paul SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Christopher C. AshbyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Jose David CamposWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-02-2009
Phillip Maxwell BlevinsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-27-2009
John Bryan RogersWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Nitin Jagmohandas KapadiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
John Wallace Madden IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
John Wade ReaganWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-27-2009
Kevin Ray DeanWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-27-2009
William Randall MoeningWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-30-2009
J. Gordon Cloutier Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.