Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joshua MeierWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-10-2015
Maria Francesca BreenWells Fargo Clearing Services, LLCLPL Financial LLC08-13-2015
Andrew Noble HenkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2015
Glenda Azucena MartinezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-18-2015
Parrish Ketely BradenWells Fargo Clearing Services, LLCEdward Jones08-28-2015
Cody Robert HortonWells Fargo Clearing Services, LLCEdward Jones09-08-2015
James Dan HeardWells Fargo Clearing Services, LLCMorgan Stanley$2510-16-2015
Elias Vincent DavisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-16-2015
William Collins TenneyWells Fargo Clearing Services, LLCMorgan Stanley$5010-23-2015
Michael H. HopperWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2015
Mark Q. WalkerWells Fargo Clearing Services, LLCEdward Jones$2511-09-2015
Ngozi Stella NjokuWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-17-2015
Greg E GaalemaWells Fargo Clearing Services, LLCMorgan Stanley11-20-2015
Price Hugh EbertWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2015
Victor William Sobers-TexasWells Fargo Clearing Services, LLCEdward Jones12-02-2015
Marc Allen YorkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20012-04-2015
Jeffrey Kent Evans IIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Daniel EvansWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Craig Ray SwannWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-17-2015
Sandor Mihaly TakacsWells Fargo Clearing Services, LLCCapital One Investing, LLC12-18-2015
Todd Alan BairdWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-21-2015
Ronald David ParrishWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC01-04-2016
Chad BolenWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-07-2016
Michael Ernest FarmerWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2016
Jeremy C LeedikerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
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Showing 276 to 300 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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