Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alannah M ChalmersWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Grant David CherryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2016
John William Blassingame Jr.Wells Fargo Clearing Services, LLCEdward Jones$5010-07-2016
Tyler Dean LewisWells Fargo Clearing Services, LLCBBVA Securities Inc.10-07-2016
Rusty Russell ClarkWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated10-27-2016
James Keith WilliamsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-10-2016
Roy Steven KimberlinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-10-2016
Victor Manuel BarrionuevoWells Fargo Clearing Services, LLCInsigneo Securities, LLC$8411-30-2016
Colin Richard EddingtonWells Fargo Clearing Services, LLCMetLife Securities Inc.$2512-01-2016
David Andrew ShaverWells Fargo Clearing Services, LLCBBVA Securities Inc.12-07-2016
Conni Jayne GearyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-16-2016
Bradley Wayne SmithWells Fargo Clearing Services, LLCEdward Jones01-10-2017
Katherine J. MontellanoWells Fargo Clearing Services, LLCCetera Investment Services LLC03-08-2017
Jose A. BetancourtWells Fargo Clearing Services, LLCMorgan Stanley03-24-2017
Michael Anthony GrisaffiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-31-2017
George Venegas PedrazaWells Fargo Clearing Services, LLCWells Fargo Securities, LLC03-31-2017
Zachary Oliver ScogginWells Fargo Clearing Services, LLCJanus Distributors LLC04-04-2017
Rodrick A FowlerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-07-2017
Nicholas Thomson HillWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-10-2017
Lance M. DicksonWells Fargo Clearing Services, LLCPruco Securities, LLC.04-12-2017
Edward Sherril Cheek Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-24-2017
Giovanni Antonio MalatestaWells Fargo Clearing Services, LLCBBVA Securities Inc.04-28-2017
Jean Ann FisherWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2017
David Fraher SeligmanWells Fargo Clearing Services, LLCUSAA Financial Advisors, Inc.05-09-2017
Jacob FrancoWells Fargo Clearing Services, LLCLPL Financial LLC05-12-2017
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Showing 326 to 350 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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