Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Markes RobertsWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-25-2017
Gerald Wayne DoerrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-26-2017
Peter Landrum HortonWells Fargo Clearing Services, LLCEdward Jones$4906-05-2017
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
David Picton Suttles Jr.Wells Fargo Clearing Services, LLCBBVA Securities Inc.06-07-2017
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
Zachariah Buchanan DavisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Geraldine Card MaxfieldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-28-2017
Julia Marie SmithWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-31-2017
Shannon G. TowerWells Fargo Clearing Services, LLCBBVA Securities Inc.08-01-2017
James Edward HarrisWells Fargo Clearing Services, LLCPurshe Kaplan Sterling Investments08-07-2017
Vincent Connor FuchsWells Fargo Clearing Services, LLCAXA Advisors, LLC08-07-2017
Kurt Jason GunterWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$12208-18-2017
Tyler Christopher KlosinskiWells Fargo Clearing Services, LLCTD Ameritrade, Inc.09-08-2017
Yuriy RoyzmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-15-2017
John Winfield ParksWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-15-2017
Megan Elizabeth StrnadelWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-22-2017
James Cole WatsonWells Fargo Clearing Services, LLCBOK Financial Services, Inc.09-25-2017
Adrian J. SparksWells Fargo Clearing Services, LLCCapital One Investing, LLC09-25-2017
Tina Rena SellersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-13-2017
Steve Earl ChrismanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-27-2017
Ana Cristina GomezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-31-2017
Ndubuisi I. OdochaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-14-2017
Danial James VerhaalenWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.11-15-2017
Bradley Vaughn LivingstonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2511-17-2017
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Showing 351 to 375 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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