Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Maria MartinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Regino CoronaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Betsy Jane RhoneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
John Travis FunkWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Elizabeth Karen GeesinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chesley Edward PhelpsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Donald Matthew GoodwinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ruby Crystal ValadezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Carlos Armando De La GarzaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andrea Hughes PerrymanWells Fargo Clearing Services, LLCChase Investment Services Corp.01-07-2011
Leanne Winzer RobinsonWells Fargo Clearing Services, LLCMorgan Stanley01-25-2011
Angelyn RussellWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2011
Thomas Malcolm DavisWells Fargo Clearing Services, LLCMorgan Stanley02-24-2011
Michael Maurice BusierWells Fargo Clearing Services, LLCMorgan Stanley03-04-2011
John Paul GauthierWells Fargo Clearing Services, LLCChase Investment Services Corp.03-11-2011
Eric Thomas JohnsonWells Fargo Clearing Services, LLCMorgan Stanley$2504-15-2011
Thomas Harold Decker Jr.Wells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.$5005-19-2011
Krystal Lok NguyenWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.07-18-2011
Jared B. PoullardWells Fargo Clearing Services, LLCChase Investment Services Corp.08-19-2011
Michael Anthony Velarde Sr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2011
Selina Holguin-LuceroWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2011
Sandra SerranoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2011
Jonathan James AulbertWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.09-16-2011
Alan Jay OrkinWells Fargo Clearing Services, LLCMorgan Stanley$10009-30-2011
Marcel Fred HamburgerWells Fargo Clearing Services, LLCHilltop Securities Inc.$2509-30-2011
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Showing 151 to 175 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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