Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1109-14-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Bola T. AnimashaunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-16-2019
Brett Raphael LevyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Christopher David GuerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15004-30-2019
Colin Robert PeckWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2019
Douglas Lee RayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
George Stafford Eckhardt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Hal Mitchell FinbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-05-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Securities Inc.06-28-2019
Harry Sven Selldin Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Jaquelin O. YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Jennifer Leigh MonacoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Joaquin Padilla Padilla CarlosWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-01-2019
John Alan Bullock Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-02-2019
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
John Joseph GladeWells Fargo Clearing Services, LLCNational Alliance Securities, LLC11-07-2018
Jonathan A. NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Luis Manuel Gutierrez Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-06-2019
Mark D. MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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