Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Faye HoneyJ.P. Morgan Securities LLCAXA Advisors, LLC06-15-2019
Trey Landel WilkersonLPL Financial LLCHilltop Securities Independent Network Inc.06-14-2019
Jeffrey John TalaricoLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC$2506-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Natalie Andrews PichaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Wesley James DarilekHilltop Securities Inc.Wells Fargo Clearing Services, LLC$2506-14-2019
Saul Ernesto LicoHilltop Securities Inc.Wells Fargo Clearing Services, LLC06-14-2019
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
George Stafford Eckhardt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Richard Anthony JonesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
Travis Lee OglesbySTA Wealth Management, LLCIvy Distributors, Inc.06-13-2019
Sophie Grace Brooks-AmesMeridian Wealth Advisors, LLCNorthern Lights Distributors, LLC06-13-2019
Mary Rachel HicksBond Wealth Planning & Investments, PLLCRightWay Investments, PLLC06-13-2019
William Henry LittonLexington Hill Partners, LLCCypress Point Wealth Management, LLC06-13-2019
Matthew John BarhorstAmeriprise Financial Services, LLCLPL Financial LLC06-12-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Julius Errol HepkerCallaway Financial Services, Inc.Royal Alliance Associates, Inc.$5006-12-2019
Christopher William FullbrightAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Colesen Craig EvansLexington Hill Partners, LLCCypress Point Wealth Management, LLC06-12-2019
Collin Joseph FabacFrost Brokerage Services, Inc.AXA Advisors, LLC06-11-2019
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Showing 1 to 25 of 1,360 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.