Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
Isaac Enrique StolarKestra Investment Services, LLCPNC Funds Distributor, LLC07-19-2019
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.07-18-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Lawrence J DoveCore Investment Group, LLCSagePoint Financial, Inc.07-17-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Taylor Austin ChamnessFrost Brokerage Services, Inc.AXA Advisors, LLC07-16-2019
Scott Peter JohnsonIndependent Financial Group, LLCEdward Jones$2507-15-2019
Richard A.P. GirardCore Investment Group, LLCSagePoint Financial, Inc.07-15-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Travis William GatzemeierKinetix Financial PlanningBrookstone Capital Management LLC07-11-2019
Katherine Marie HortonFinancial Cairn LLCHC Financial Advisors Inc07-11-2019
Dylan Chase McdowellLPL Financial LLCAXA Advisors, LLC07-11-2019
Laurin Dale WainwrightRoyal Alliance Associates, Inc.Farmers Financial Solutions, LLC07-09-2019
David O. AlimiTD Ameritrade Investment Management, LLCMorgan Stanley07-09-2019
John Damon StoneBBVA Securities Inc.First Command Financial Planning, Inc.$2507-08-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.07-08-2019
Next Page »

Showing 1 to 25 of 689 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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