Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Abraham B. ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC08-02-2018
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Adam Travis BeatyBullogic Wealth ManagementBULLOGIC LLC09-28-2018
Adil Noorallah MackwaniM&A WealthPark Avenue Securities LLC12-06-2018
Adrian Lee UriasFranklin Star Wealth PlanningCambridge Investment Research, Inc.01-28-2019
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1109-14-2018
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Aleedra Junnei PriceVALIC Financial Advisors, Inc.Foresters Financial Services, Inc.03-25-2019
Alejandro M SierraSWBC Investment Services, LLCMoney Concepts Capital Corp06-17-2019
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Ali Z DhanjiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Amanda Lynn DaughertyFSC Securities CorporationEdward Jones05-23-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Amy Lynn ColtonIFP Securities, LLCLPL Financial LLC05-28-2019
An LeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.06-20-2019
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
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Showing 1 to 25 of 687 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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