Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna Jean TyusCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Robert Allan WillikyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Lawrence Depriest Deramus Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Michael David MorrisonCetera Advisor Networks LLCSummit Brokerage Services, Inc.$9009-20-2019
Michael Loy MurrayCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
David Lee RhodesCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Jason Glen ReevesCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Gregory Gene EddingsCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Keith Eric ChapmanCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James Ronald Whitmore Sr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
John Henry StearnsCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Mark Edward RoweCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Cristen Renee DeteauCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Connor Alton AmbroseCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Brian Joseph LavezzariCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Eric M. AldapeFrost Brokerage Services, Inc.J.P. Morgan Securities LLC09-17-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC09-17-2019
Laura Dianne CordellWomack Financial LLCCFO4Life09-16-2019
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, Inc.$5009-13-2019
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Brent Todd JohnsonAmeriprise Financial Services, Inc.Cetera Advisors LLC$1009-11-2019
Robert Edward Harris Jr.STA Wealth Management, LLCPainewebber Incorporated09-10-2019
Sarahbeth S. PipkinSTA Wealth Management, LLCUBS Financial Services Inc.09-10-2019
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Showing 1 to 25 of 647 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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