Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Avery L KlunickJ.P. Morgan Securities LLCMorgan Stanley10-14-2019
Carrie Sue WestEquity Services, Inc.Morgan Stanley10-11-2019
Helen Marie DevitoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10010-10-2019
David Scott LynnProspera Financial Services, Inc.Morgan Stanley$10010-09-2019
Xavier Ernesto IbarrolaBanorte-IXE Securities International, LTD.Morgan Stanley10-01-2019
Sheena BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$10009-27-2019
Michael James GapinskiRaymond James & Associates, Inc.Morgan Stanley$10009-20-2019
Thomas Hardy HugginsRaymond James & Associates, Inc.Morgan Stanley$50009-20-2019
Hiram Antonio CortesOppenheimer & Co. Inc.Morgan Stanley09-20-2019
Nicole Michel BonifaceRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Natanie N. CogburnRaymond James & Associates, Inc.Morgan Stanley09-20-2019
David Edward ThompsonRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Arturo Joaquin HinojosaEdward JonesMorgan Stanley08-30-2019
Monica Aileen KaufmanMercer Allied Company, L.P.Morgan Stanley08-20-2019
Scott DavisLPL Financial LLCMorgan Stanley08-09-2019
Sean Arundel LewisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-02-2019
Jason Richard TuckerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-02-2019
G. Todd Todd WilliamsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-02-2019
Sanae KobayashiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-02-2019
Joseph Michael RinaldiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley08-02-2019
Jose Manuel MaldonadoHoyle Capital, LLCMorgan Stanley08-02-2019
Wendy Mcgowan AllenOppenheimer & Co. Inc.Morgan Stanley$50008-01-2019
Harold Douglas McCoyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50007-24-2019
M Adnan AzizMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-18-2019
Gabriel Slade CassellAmericana Partners, LLCMorgan Stanley07-12-2019
Next Page »

Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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