Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey John TalaricoLaSalle St. Securities, LLCAmeriprise Financial Services, Inc.$2506-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$106-07-2019
Kevin Karrh, Zachary Hope Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$59006-06-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Sean Michael HennesseyBB&T Securities, LLCAlden Captial$5006-03-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Mark Jeffrey GreenPrivate Client Services, LLCWells Fargo Clearing Services, LLC$2505-31-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Angel Anibal Berlingeri Jr.Cetera Advisors LLCTaylor Capital Management Inc.05-30-2019
Bart Reese, Zachary Williams, George Reese, Theresa Black, Kendall ElkinsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$57105-30-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
David AhlquistRaymond James Financial Services, Inc.TIAA Financial Services$60005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-28-2019
John Michael GroverRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
James A. White Sr.Securities America, Inc.First Allied Securities, INC.$105-24-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-24-2019
James A. White Sr.Securities America, Inc.First Allied Securities, Inc.$105-24-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Duncan Trang PhamCetera Financial Specialists LLCH.D. Vest Investment Services$105-21-2019
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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