Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Eduardo PerezFrost Brokerage Services, Inc.Comerica Securities07-22-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Matthew R. StephensAvantax Investment Services, Inc.Edward Jones07-22-2019
Justin DuquetteAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-20-2019
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
Joseph John AlfinitoSecurities America, Inc.Summit Brokerage Services, Inc.$10007-19-2019
Gregory Mason CunninghamRoyal Alliance Associates, Inc.LPL Financial LLC07-19-2019
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Mark William MenardCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Kyndal Brian MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-18-2019
M Adnan AzizMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-18-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Michael Scott CobbJ.P. Morgan Securities LLCUSAA Investment Management Company07-17-2019
Karim Ali AladimiCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-17-2019
Samuel Micah ValerioAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC07-17-2019
Frank Carl DimicelliRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-17-2019
Lawrence J DoveCore Investment Group, LLCSagePoint Financial, Inc.07-17-2019
Taylor Austin ChamnessFrost Brokerage Services, Inc.AXA Advisors, LLC07-16-2019
Brian Ray ParkerAllstate Financial Services, LLCAllstate Financial Services, LLC07-16-2019
Adam Edward FarrisTrue North Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Scott Peter JohnsonIndependent Financial Group, LLCEdward Jones$2507-15-2019
Carl Elgus HoweCLA USA Advisory Group, LLCBrookstone Capital Management LLC07-15-2019
Richard A.P. GirardCore Investment Group, LLCSagePoint Financial, Inc.07-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.