Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Stephen MyersKestra Advisory Services, LLCAnthem Wealth Management, LLC08-19-2019
Scott Christopher CampbellAE Wealth Management, LLCWealth Watch Advisors, LLC08-19-2019
James TindallJ.P. Morgan Securities LLCEdward Jones08-16-2019
Michael Elliott SmithBBVA Securities Inc.LPL Financial LLC08-16-2019
Chelsea H AlexanderAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Robyn Marie KrahnFSC Securities CorporationLPL Financial LLC08-16-2019
Michael Gene SatterwhiteRoyal Alliance Associates, Inc.LPL Financial LLC08-16-2019
Mitchell Christian HerdKestra Investment Services, LLCCharles Schwab & Co., Inc.$5008-16-2019
Robert Lee EvendenPrivate Client Services, LLCRaymond James & Associates, Inc.$10008-16-2019
Benjamin Bradford EvendenPrivate Client Services, LLCRaymond James & Associates, Inc.08-16-2019
Charles Francis Dorman IIINYLIFE Securities LLCNationwide Securities, LLC08-16-2019
Charles Thomas BordenD.H. Hill Securities, LLLPUSA Financial Securities Corporation$5008-16-2019
Alfredo TellezGlobal Financial Services, L.L.C.Investment Placement Group$50008-16-2019
Anthony Earl PorterUnited Advisors America CorporationCetera Advisor Networks LLC08-16-2019
Solomon Lee Gee Wah CartierInternational Assets Advisory, LLCUSAA Financial Advisors, Inc.08-15-2019
Sara Ann PottsKMH Wealth Management, LLCRaymond James Financial Services, Inc.08-15-2019
Andrew Philip MatzkePersonal Capital Advisors CorporationNYLIFE Securities LLC08-15-2019
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Eric David JamesSPECIALIZED ADVISORSCambridge Investment Research, Inc.08-13-2019
Blake Daniel McteeWells Fargo Clearing Services, LLCUSCA Securities LLC08-13-2019
Jorge M. MaderoLPL Financial LLCFarmers Financial Solutions, LLC08-12-2019
Miles Robert MillerRaymond James Financial Services, Inc.BBVA Securities Inc.08-12-2019
Barry Alan RicheyMadison Avenue Securities, LLCUSA Financial Securities Corporation$5008-12-2019
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
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Showing 1 to 25 of 339 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.