Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nick CalegariMorgan StanleyWells Fargo Clearing Services, LLC09-23-2019
Victoria RomanWells Fargo Clearing Services, LLCEdward Jones$2509-23-2019
Myrna Loy BourlandAvantax Investment Services, Inc.NYLIFE Securities LLC09-23-2019
Elizabeth LezovMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2019
Joseph Charles KleinMML Investors Services, LLCComerica Securities$1,00009-20-2019
Michael James GapinskiRaymond James & Associates, Inc.Morgan Stanley$1,00009-20-2019
Jeffry Allen ParkerMorgan StanleyUBS Financial Services Inc.09-20-2019
Hiram Antonio CortesOppenheimer & Co. Inc.Morgan Stanley09-20-2019
Rafael Jason HerreraMorgan StanleyUBS Financial Services Inc.$20509-20-2019
Casey Dwayne ClaybornFarmers Financial Solutions, LLCFBL Marketing Services, LLC09-20-2019
Thomas Hardy HugginsRaymond James & Associates, Inc.Morgan Stanley$5009-20-2019
Nicole Michel BonifaceRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Natanie N CogburnRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Mario Renteria JrEdward JonesBBVA Securities Inc.09-20-2019
David Allen BuckMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments09-20-2019
David Edward ThompsonRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Marco A GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
Michael Scott ChristiansBlack Knight Wealth Management, LLCMills Wealth Advisors, LLC09-19-2019
James Richard HeltonBBVA Securities Inc.Comerica Securities09-19-2019
Ryan A FarrellFidelity Brokerage Services LLCUSAA Investment Services Company09-19-2019
Brittany Alexis WebbMML Investors Services, LLCEquitable Advisors, LLC09-19-2019
John S GormanFirst Command Brokerage Services, Inc.Edward Jones09-18-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC09-17-2019
Ryan Joel CanalesCommonwealth Financial NetworkStonewater Wealth Management, Inc.09-16-2019
Laura Dianne CordellWomack Financial LLCCFO4Life09-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.