Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rita Carol BrutonCalton & Associates, Inc.Arbor Point Advisors08-15-2019
Rita Carol BrutonCalton & Associates, Inc.Arbor Point Advisors08-15-2019
Steven GuzmanGuzman Wealth ManagementAmeritas Investment Corp.07-26-2019
Matthew R. StephensHD Vest Investment ServicesEdward Jones07-22-2019
Ashley W. CaudleKestra Investment Services, LLCWoodbury Financial Services, Inc.$1008-22-2019
Ashley W. CaudleKestra Investment Services, LLCWoodbury Financial Services, Inc.$1008-22-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.07-22-2019
Michael Kirk WimberleyLummis Asset Management, L.P.Charles Schwab & Co., Inc.08-22-2019
Michael Kirk WimberleyLummis Asset Management, L.P.Charles Schwab & Co., Inc.08-22-2019
Harold MandellM. E. Allison & Co., Inc.Next Financial Group, Inc.07-30-2019
Barry Alan RicheyMadison Avenue Securities, LLCUSA Financial Securities Corporation$5008-12-2019
Ward Wesley MolenMajors & Mondragon, LLC.1st Global Advisors Inc08-07-2019
Ward Wesley MolenMajors & Mondragon, LLC.1st Global Advisors Inc08-07-2019
Sadarrion Dejion MiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.07-26-2019
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Gene Edward DooleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Michael Francisco GaonaTeamwork Financial Advisors, LLCFirst Command Advisory Services08-12-2019
Michael Francisco GaonaTeamwork Financial Advisors, LLCFirst Command Advisory Services08-12-2019
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.