Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Celso GonzalezSTA Wealth Management, LLCJ.P. Morgan Securities LLC10-22-2019
John Ramsay Taylor Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-22-2019
Phillip John MeyerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2019
Robert Hugh WinterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Joshua Bernard LowyLPL Financial LLCCUNA Brokerage Services, Inc.10-21-2019
Sarah Elizabeth LamarBBVA Securities Inc.Park Avenue Securities LLC$2510-18-2019
Sarah Elizabeth LamarBBVA Securities Inc.Park Avenue Securities LLC$2510-18-2019
David Dale Carpenter Jr.Brokers International Financial Services, LLC.Royal Alliance Associates, Inc.$5010-15-2019
Alexandre MurphyLPL Financial LLCEdward Jones10-14-2019
Stacey Vincent-FloresFrost Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2019
Lucia Alicia CruzVALIC Financial Advisors, Inc.AIG Capital Services, Inc.$19110-10-2019
Lucia Alicia CruzVALIC Financial Advisors, Inc.AIG Capital Services, Inc.$19110-10-2019
Scott E. HendrixCalton & Associates, Inc.SPC10-09-2019
Scott E. HendrixCalton & Associates, Inc.SPC10-09-2019
Shelley Leavitt NadelLion Street Financial, LLCFSC Securities Corporation10-07-2019
Randall Bryan Edwards Sr.Cabot Lodge Securities LLCIFS Securities$10010-07-2019
Judy A LulloCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
David Bruce DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Jason Ward LindCambridge Investment Research, Inc.FSC Securities Corporation$1110-04-2019
Richard John Lullo IICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Francis A. SnyderFortune Financial Services, Inc.Cetera Advisor Networks LLC10-03-2019
Michael David CharlesCantella & Co., Inc.Raymond James & Associates, Inc.10-01-2019
Michael Richard Hostick IICantella & Co., Inc.Raymond James & Associates, Inc.$710-01-2019
Michael Richard Hostick IICantella & Co., Inc.Raymond James & Associates, Inc.$710-01-2019
Carl Patrick Carlos Jr.Cabot Lodge Securities LLCIFS Securities$2509-27-2019
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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