Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Mark SmithLPL Financial LLCJ.P. Morgan Securities LLC08-13-2020
Jacob Hunter FordMutual of America Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2020
Darrell Gifford CookeAllstate Financial Services, LLCHorace Mann Investors, Inc.08-12-2020
Richard Oliver ClotworthyFrost Brokerage Services, Inc.J.P. Morgan Securities LLC08-12-2020
Susanne Carol BednarzykKestra Investment Services, LLCRaymond James & Associates, Inc.08-11-2020
David Overton CarlockKestra Investment Services, LLCRaymond James & Associates, Inc.$15008-11-2020
Philip Anderson White JrInflection FinancialRetirement Plan Fiduciaries, LLC08-10-2020
Nathan William MorrellJohn-Luke Financial, LLCCompass Capital Investments LLC08-10-2020
Richard KingEquitable Advisors, LLCMorgan Stanley08-10-2020
Richard Lewis Spencer IIICharles Schwab & Co., Inc.Kestra Investment Services, LLC08-07-2020
Philip Ruderick MaguireMaguire Stewardship PartnersKestra Investment Services, LLC08-07-2020
Eric FullerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Eric Lewis BraeuerThrivent Investment Management Inc.Stephens08-07-2020
Harman Singh JohalBBVA Securities Inc.J.P. Morgan Securities LLC$5008-06-2020
Steven J WaltonFrontier Investment Management CoGuideStone Financial Services08-06-2020
Joseph Francis Presutti JrLion Street Financial, LLCInvestacorp, Inc.08-05-2020
Daniel Thomas Di LellaBenchmark Investments, Inc.Equity Services, Inc.08-05-2020
Rolando Javier Perez JrJimenez Wealth StrategiesNYLIFE Securities LLC08-05-2020
Raul Maria BlancoBBVA Securities Inc.USAA Investment Services Company08-04-2020
Jacob William WatsonFidelity Brokerage Services LLCTD Ameritrade, Inc.08-04-2020
Jonathan Scott RogersCharles Schwab & Co., Inc.Hilltop Securities Inc.08-03-2020
Tai Tan NguyenPark Avenue Securities LLCNYLIFE Securities LLC$5008-03-2020
John Allen SeamanOasis AdvisersMutual Advisors, LLC07-31-2020
Kyle Andrew SadlerSecurities America, Inc.Cambridge Investment Research, Inc.07-31-2020
Ryan Thomas CleavelandFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-31-2020
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.