Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Ephim BrownRaymond James Financial Services Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Kristin Ellen SchaeferJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-24-2020
Jeff R WhyteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2020
Jeff WhyteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2020
Dave Shawn Newsome Jr.SoFi Securities LLCFidelity Personal and Workplace Advisors08-20-2020
Jeff R WhyteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2020
Benjamin Adam WightmanE*TRADE Capital Management, LLCWells Fargo Clearing Services, LLC08-12-2020
Benjamin Adam WightmanE*TRADE Securities LLCWells Fargo Clearing Services, LLC08-11-2020
Peter Christian HaywardFidelity Brokerage Services LLCVanguard Marketing Corporation08-10-2020
John Blake TaylorAE Wealth Management, LLCHorter Investment Management, LLC08-07-2020
John L Hutchings IIIResources Investment Advisors, Inc.GWN Securities Inc.08-03-2020
Trevor Christian StaufferValley Financial Wealth Management, L.L.C.Coign Capital Advisors LLC08-03-2020
Kevin Clark KeslerAscend Investment PartnersWells Fargo Advisors Financial Network, LLC07-29-2020
Darcy Jones WrideAscend Investment PartnersWells Fargo Advisors Financial Network, LLC07-29-2020
John William HomerDFPG Investments, LLCKMS Financial Services, Inc.07-01-2020
Kimball Roy DoxeyDFPG Investments, LLCKMS Financial Services, Inc.$29707-01-2020
Sandra Lee Bella-LandisAvantax Investment Services, Inc.Mutual Securities, Inc.06-29-2020
Justin Kyle McIntyreNPB Financial Group, LLCMorgan Stanley05-15-2020
Tyler Samuel BolyardKestra Investment Services, LLCWells Fargo Clearing Services, LLC05-06-2020
Kristen Anne EhringerDentist AdvisorsPNC Investments04-16-2020
Joshua Tyler LowryE*TRADE Securities LLCJ.P. Morgan Securities LLC04-09-2020
Scott PeckRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC04-09-2020
Robert A. TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-09-2020
Michael Dean DeleeuwHornor, Townsend & Kent, LLCMML Investors Services, LLC04-08-2020
Kohler Gary BlackTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC03-27-2020
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Showing 1 to 25 of 1,713 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.